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Organize a Technical Report Transition (2023 Process)

About This Document

This resource describes the internal W3C Technical Report publication processes. A companion document provides more information about roles involved in these processes and interactions with the W3C Communications Team.

Steps for transition to an update request for a publication of a publication of an LABEL Snapshot (intended to update a Recommendation) Draft (with candidate corrections) (with candidate additions) (with proposed corrections) (with proposed additions) (with editorial changes) (incorporating proposed corrections) (incorporating proposed additions)

Once the Process Document requirements for the transition to LABEL have been satisfied (see section 6.3.5 section 6.3.7 section 6.3.8.1 section 6.3.9 section 6.3.11.5 and section 6.3.4 section 6.3.11.3 section 6.3.11.4 section 6.3.10 or section 6.3.12.4 for restoring a Recommendation section 6.3.12.4 section 6.3.12.4), W3C follows the steps described below to complete the transition. Once the Group determined that the requirements of section 6.3.6 apply, the W3C follows the steps described below to update a STATUS. Once the Group, or the Maintainer Contact, determined that the requirements of section 6.3.11.2 apply, the W3C follows the steps described below to update a STATUS. Once the Group determined that the requirements of section 6.3.8.2 have been satisfied, the Working Group follows the steps described below to publish a STATUS. W3C follows the steps described below for transition to a First Public STATUS. These steps are grouped by theme. They are not strictly ordered; in practice, some steps are completed in parallel. For instance, groups often manage the transition request/meeting steps in parallel with the publication request steps.

Note: If your specification involves (or updates) an Internet Media Type, before the transition to First Public STATUS, see also Register an Internet Media Type for a W3C Specification to review the entire Internet Media Type registration process. for information about what you should do several months before advancing to Candidate Recommendation. for information about alerting the W3C liaisons to the IETF so that they may request formal review and approval by the IESG. for information about how the W3C liaisons to the IETF track the registration process.

Note: If your specification defines (or updates) an XPointer Scheme, before the transition to STATUS, please register the scheme in the W3C XPointer Scheme Registry.

Negotiation of Review Schedule
Transition request
Update request
Publication Planning
Form and Announcement Preparation
Announcement Preparation
Publication and Transition Announcement
Publication and Update Announcement
Publication
Transition Announcement

Note: Instructions for publication of an Ordinary STATUS are included for convenience even though this is not a Recommendation Track transition as defined in the W3C Process.

Note: STATUS is not a maturity stage defined in the W3C Process but is described as a proposal before the next step.

Transition Requirements for STATUS

The decision to advance a document to Recommendation is a W3C Decision.

The Working GroupW3C:

Requirements for revising a STATUS

A Working Group should publish a Working Draft to the W3C Technical Reports page when there have been significant changes to the previous published document that would benefit from review beyond the Working Group.

If 6 months elapse without significant changes to a specification, a Working Group should publish a revised Working Draft, whose status section should indicate reasons for the lack of change.

To publish a revision of a Working draft, a Working Group:

Requirements for updating a STATUS

WARNING: If your existing Recommendation was not approved for accepting new features, you are not allowed to follow these steps. You MUST follow the First Public Working Draft steps instead.

The decision to incorporate proposed amendments in a Recommendation is a W3C Decision.

The Working Group:

The W3C:

Requirements for publishing a STATUS

A Working Group should publish an Update Draft to the W3C Technical Reports page when there have been significant changes to the previous published document that would benefit from review beyond the Working Group.

The Working Group:

Updating a STATUS with editorial changes

The Working Group:

If there is no Working Group, the Maintainer Contact should provide the rational/record for requesting the publication.

Updating a STATUS with candidate changes

WARNING: If your existing Recommendation was not approved for accepting new features, you are not allowed to follow these steps. You MUST follow the First Public Working Draft steps instead.

The Working Group:

Requirements for requesting a STATUS

The request:

The Team must then submit the request to the Advisory Committee for review.

Transition requirements to STATUS

The W3C:

Transition requestUpdate Request

Tip: When updating an existing Candidate Recommendation, focus your new request on what changed since the previous Candidate Recommendation transition. There is no need to repeat information included in the previous transition.

To submit a transition request, open a new issue in w3c/transitions.

Transition Meeting with the Team

For an STATUS transition, the CEO, or its delegates, may request a transition meeting attended by:

The Team Contact is responsible for the execution of the following (under the supervision of the Project Management Lead):

  1. Scheduling the meeting. To allow chairs of WGs with dependencies and other commenters time to review the treatment of review comments in the disposition of comments document, the transition request MUST be sent a minimum of seven days prior to the transition meeting.
  2. Reserving a teleconference bridge.
  3. Choosing a scribe prior to the meeting.
  4. Ensuring that the meeting record is distributed to the participants. The meeting record (typically a link to an IRC log) must include the decision, and should highlight all recommendations. The meeting record should be sent to all participants attendees, and MUST be cc'ed to w3t-archive@w3.org.
Sample agenda
Administrative
  1. Is everyone here?
  2. Confirmation of Chair, Scribe
  3. Are any changes required to the agenda?
Review of the transition request
In particular, review those items highlighted as requiring the Team's attention.
Review of the horizontal tracker boards
Ensure that all horizontal *-needs-resolution issues are closed by the relevant horizontal review group.
Decision
The Team assesses whether the W3C Process has been followed and whether there is sufficient consensus to support the transition request. In most cases the decision to make the transition is made during the teleconference. However the decision could take up to two weeks if any difficult issues arise during the meeting. The Team may delegate the W3C decision; see Team processes for TR publications.
Next steps
  1. If the decision is negative: how do we repair the problem? what happens next? who does what? Note: If documents have been copied to /TR space, please remove them.
  2. If the decision is positive: how do we announce this decision? when? what is the plan and schedule for any communications opportunities, including Member testimonials? any action items from this meeting?
Some reasons for declining a transition request

Per section 6.3.13.4, in some conditions, the Team is required to accept the transition request.

Per section 6.3.3 of the Process, "The Team MUST inform the Advisory Committee and Working Group Chairs when a Working Group's request for a specification to advance in maturity stage is declined and the specification is returned to a Working Group for further work."

Scheduling Publication

Tip: STATUSs published through the W3C automatic system do not need to get scheduled with the Webmaster and are not subjected to publishing moratoria.

7 days for transition: Unless there are exceptional circumstances, the Team requires a minimum of 7 days period between the transition request and the publication. This allows other Groups or outside individuals to review the transition request and may formally object within this period. While the Team strives to address transitions within this 7 days period, delays due to transition issues or competing Team's priorities are not unheard of and may increase the length of the period needed. Group participants are expected to raise objections within the Group prior to the transition request.

The Webmaster publishes on Tuesdays and Thursdays (cf. the announcement to chairs).

Please send advance notice to webreq@w3.org:

Upcoming publication moratoria are listed below and also available as a Google calendar:

Publication Request

Note: Someone from the W3C management team (usually the Project Management Lead) SHOULD be aware of the status of the document.

A publication request MUST include the following information:
⟶ You may copy the list below and paste into the email sent to webreq@w3.org

  1. Information:
  2. Approvals:
  3. Skip CfE for CR text delete: (only needed when 'yes')
    ⟶ If there has been a previous Candidate Recommendation, whether the only change is that text has been deleted; If so, W3C can skip the Patent Policy Exclusion (see the Patent Policy FAQ).
  4. Checks:

It is perfectly appropriate to send a publication while waiting for a Team's approval but does run the risk of not receiving the Team's approval in time. Please coordinate with the Project Management Lead if needed.

If the Webmaster finds errors during the publication process, he will endeavor to publish on the desired date, but he MAY also postpone publication to the next available publication date in order to resolve issues. In general, it will not be necessary to change the title page date of a document that is published a couple of days later than planned. If it becomes apparent that a publication date will be well after a title page date, the Webmaster SHOULD ask the Document Contact to resubmit a revised document with a more current title page date.

When scheduling publication, please note that publishing "blackouts" occur at the end of the calendar year and around certain W3C events such as AC meetings and All-Group meetings. The Communications Team announces these publishing moratoria with approximately six months notice. The announcements are linked from the Chairs' Guidebook.

Publication

In order to ensure publication standards, upon receiving a publication request the Webmaster SHALL make a best effort to verify that the document satisfies the pubrules requirements except for the accessibility requirements of section 7. The Webmaster SHALL publish the document (cf. the Webmaster's guide) if the following conditions have been met:

  1. The publication request is complete, and
  2. The document satisfies the pubrules requirements verified by the Webmaster.

In order to ensure publication standards, upon receiving a publication request the Webmaster SHALL make a best effort to verify that the document satisfies the minimum of the pubrules requirements. The Webmaster SHALL publish the document (cf. the Webmaster's guide) if the following conditions have been met:

  1. The publication request is complete, and
  2. The document indicates clearly its new status verified by the Webmaster. The updated version may remove the main body of the document.

Otherwise the Webmaster SHALL NOT publish. In this case, the Webmaster SHALL provide details to the person who sent the request about which requirements have not been satisfied.

The Webmaster SHALL NOT publish the document until the date on the title page or later. The Webmaster publishes the document by updating the appropriate technical report index and updating the latest version link, and then announcing publication as described above.

Transition Announcement

An First Public STATUS transition announcement MUST include the following information:

  1. That this is a document returning to Working Draft announcement.
  2. Document title, URIs.
  3. Instructions for providing feedback.
  4. Explanation for the document returning to Working Draft for further work.
  5. Document abstract and status.

The announcement SHOULD provide information about where people can learn about issues raised during the Candidate or Proposed Recommendation review period (e.g., a link to an issues list).

The announcement MAY indicate priority feedback items.

  1. That this is a STATUS transition announcement.
  2. Document title, URIs of the W3C Recommendation.
  3. Instructions for providing feedback.
  4. Review end date.
  5. Link to information about the review; this is the link to an online review form (WBS) created by the Team Contact. The following information from the transition request MUST be available (generally in the form):
  6. Information about any Formal Objections.
  7. Link to a public (home) page for the group that produced the document.

Please use the Team-only transition announcement template as a starting point.

  1. That this is a STATUS transition announcement.
  2. Document title, URIs.
  3. Instructions for providing feedback.
  4. A link to the group's transition request.
  5. Review end date.
  6. The names of groups with dependencies, explicitly inviting review from them.
  7. Information about any Formal Objections.
  8. Whether this publication is the result of returning a document to a working group for further work as a Candidate Recommendation.
  9. Document abstract and status.

Please use the Team-only transition announcement template as a starting point.

The Candidate Recommendation transition announcement SHOULD provide information about where people can learn about issues raised during the Candidate Recommendation review period (e.g., a link to an issues list).

The Candidate Recommendation transition announcement MAY indicate priority feedback items.

  1. That this is an STATUS transition announcement.
  2. Document title, URIs.
  3. A paragraph introducing the work, usually the Abstract.
  4. Indication, in general terms, of level of support of Membership. Note: As a policy, the Team does not announce detailed results (i.e., numbers of reviews) of a Proposed Recommendation review to the Membership or Public, except for information regarding formal objections.
  5. Information about any Formal Objections.
  6. Any additional information for companion document(s).

Please use the Team-only transition announcement template as a starting point.

Please use the Team-only transition announcement template as a starting point.

  1. That this is a First Public STATUS transition announcement.
  2. Document title, URIs.
  3. Instructions for providing feedback.
  4. A reference to the group's transition request.
Call for Exclusions

The Patent Policy FAQ clarifies when Call for Exclusions are sent out.

The Team sends a Call for Exclusion to participants. The exclusion opportunity lasts 150 days. At approximately 90 days, The Team sends out a reminder with a pointer to the "Patent Review Draft".

If the document was published within 90 days of the First Public Working Draft, it becomes the new Patent Review Draft for the Call for Exclusions started at the time of the First Public Working Draft publication. Exclusions are with respect to the set of features in this new STATUS.

A Working Group under the W3C Patent Policy publishes a STATUS. The Team sends the second exclusion opportunity. The exclusion opportunity lasts 60 days. Any exclusions are with respect to new features in the STATUS added since the exclusion opportunity of the First Public Working Draft.

The Working Group changes the document substantially after STATUS and published a new STATUS. The Team sends a new exclusion opportunity. It lasts 60 days. Exclusions are with respect to new features in the specification since the previous exclusion opportunity, i.e., the previous LABEL.

The Working Group updates the document substantially since the Recommendation and published a STATUS. The Team sends a exclusion opportunity. It lasts 60 days. Exclusions are with respect to new features in the specification since the previous exclusion opportunity, i.e., the one applying to the previous Recommendation.

The Working Group proposes to update the document substantially since the Recommendation and published a STATUS with proposed changes. The Team sends a exclusion opportunity. It lasts 60 days. Exclusions are with respect to the proposed changes identified in the specification.


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