The Hypertext Transfer Protocol (HTTP) is a stateless application-level protocol for distributed, collaborative, hypertext information systems. This document defines HTTP/1.1 conditional requests, including metadata header fields for indicating state changes, request header fields for making preconditions on such state, and rules for constructing the responses to a conditional request when one or more preconditions evaluate to false.
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This document is a product of the Internet Engineering Task Force (IETF). It represents the consensus of the IETF community. It has received public review and has been approved for publication by the Internet Engineering Steering Group (IESG). Further information on Internet Standards is available in Section 2 of RFC 5741.
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1. IntroductionConditional requests are HTTP requests [RFC7231] that include one or more header fields indicating a precondition to be tested before applying the method semantics to the target resource. This document defines the HTTP/1.1 conditional request mechanisms in terms of the architecture, syntax notation, and conformance criteria defined in [RFC7230].
Conditional GET requests are the most efficient mechanism for HTTP cache updates [RFC7234]. Conditionals can also be applied to state-changing methods, such as PUT and DELETE, to prevent the "lost update" problem: one client accidentally overwriting the work of another client that has been acting in parallel.
Conditional request preconditions are based on the state of the target resource as a whole (its current value set) or the state as observed in a previously obtained representation (one value in that set). A resource might have multiple current representations, each with its own observable state. The conditional request mechanisms assume that the mapping of requests to a "selected representation" (Section 3 of [RFC7231]) will be consistent over time if the server intends to take advantage of conditionals. Regardless, if the mapping is inconsistent and the server is unable to select the appropriate representation, then no harm will result when the precondition evaluates to false.
The conditional request preconditions defined by this specification (Section 3) are evaluated when applicable to the recipient (Section 5) according to their order of precedence (Section 6).
1.1. Conformance and Error HandlingThe key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in [RFC2119].
Conformance criteria and considerations regarding error handling are defined in Section 2.5 of [RFC7230].
1.2. Syntax NotationThis specification uses the Augmented Backus-Naur Form (ABNF) notation of [RFC5234] with a list extension, defined in Section 7 of [RFC7230], that allows for compact definition of comma-separated lists using a '#' operator (similar to how the '*' operator indicates repetition). Appendix B describes rules imported from other documents. Appendix C shows the collected grammar with all list operators expanded to standard ABNF notation.
2. ValidatorsThis specification defines two forms of metadata that are commonly used to observe resource state and test for preconditions: modification dates (Section 2.2) and opaque entity tags (Section 2.3). Additional metadata that reflects resource state has been defined by various extensions of HTTP, such as Web Distributed Authoring and Versioning (WebDAV, [RFC4918]), that are beyond the scope of this specification. A resource metadata value is referred to as a "validator" when it is used within a precondition.
2.1. Weak versus StrongValidators come in two flavors: strong or weak. Weak validators are easy to generate but are far less useful for comparisons. Strong validators are ideal for comparisons but can be very difficult (and occasionally impossible) to generate efficiently. Rather than impose that all forms of resource adhere to the same strength of validator, HTTP exposes the type of validator in use and imposes restrictions on when weak validators can be used as preconditions.
A "strong validator" is representation metadata that changes value whenever a change occurs to the representation data that would be observable in the payload body of a 200 (OK) response to GET.
A strong validator might change for reasons other than a change to the representation data, such as when a semantically significant part of the representation metadata is changed (e.g., Content-Type), but it is in the best interests of the origin server to only change the value when it is necessary to invalidate the stored responses held by remote caches and authoring tools.
Cache entries might persist for arbitrarily long periods, regardless of expiration times. Thus, a cache might attempt to validate an entry using a validator that it obtained in the distant past. A strong validator is unique across all versions of all representations associated with a particular resource over time. However, there is no implication of uniqueness across representations of different resources (i.e., the same strong validator might be in use for representations of multiple resources at the same time and does not imply that those representations are equivalent).
There are a variety of strong validators used in practice. The best are based on strict revision control, wherein each change to a representation always results in a unique node name and revision identifier being assigned before the representation is made accessible to GET. A collision-resistant hash function applied to the representation data is also sufficient if the data is available prior to the response header fields being sent and the digest does not need to be recalculated every time a validation request is received. However, if a resource has distinct representations that differ only in their metadata, such as might occur with content negotiation over media types that happen to share the same data format, then the origin server needs to incorporate additional information in the validator to distinguish those representations.
In contrast, a "weak validator" is representation metadata that might not change for every change to the representation data. This weakness might be due to limitations in how the value is calculated, such as clock resolution, an inability to ensure uniqueness for all possible representations of the resource, or a desire of the resource owner to group representations by some self-determined set of equivalency rather than unique sequences of data. An origin server SHOULD change a weak entity-tag whenever it considers prior representations to be unacceptable as a substitute for the current representation. In other words, a weak entity-tag ought to change whenever the origin server wants caches to invalidate old responses.
For example, the representation of a weather report that changes in content every second, based on dynamic measurements, might be grouped into sets of equivalent representations (from the origin server's perspective) with the same weak validator in order to allow cached representations to be valid for a reasonable period of time (perhaps adjusted dynamically based on server load or weather quality). Likewise, a representation's modification time, if defined with only one-second resolution, might be a weak validator if it is possible for the representation to be modified twice during a single second and retrieved between those modifications.
Likewise, a validator is weak if it is shared by two or more representations of a given resource at the same time, unless those representations have identical representation data. For example, if the origin server sends the same validator for a representation with a gzip content coding applied as it does for a representation with no content coding, then that validator is weak. However, two simultaneous representations might share the same strong validator if they differ only in the representation metadata, such as when two different media types are available for the same representation data.
Strong validators are usable for all conditional requests, including cache validation, partial content ranges, and "lost update" avoidance. Weak validators are only usable when the client does not require exact equality with previously obtained representation data, such as when validating a cache entry or limiting a web traversal to recent changes.
2.4. When to Use Entity-Tags and Last-Modified DatesIn 200 (OK) responses to GET or HEAD, an origin server:
In other words, the preferred behavior for an origin server is to send both a strong entity-tag and a Last-Modified value in successful responses to a retrieval request.
A client:
This section defines the syntax and semantics of HTTP/1.1 header fields for applying preconditions on requests. Section 5 defines when the preconditions are applied. Section 6 defines the order of evaluation when more than one precondition is present.
4. Status Code Definitions 4.1. 304 Not ModifiedThe 304 (Not Modified) status code indicates that a conditional GET or HEAD request has been received and would have resulted in a 200 (OK) response if it were not for the fact that the condition evaluated to false. In other words, there is no need for the server to transfer a representation of the target resource because the request indicates that the client, which made the request conditional, already has a valid representation; the server is therefore redirecting the client to make use of that stored representation as if it were the payload of a 200 (OK) response.
The server generating a 304 response MUST generate any of the following header fields that would have been sent in a 200 (OK) response to the same request: Cache-Control, Content-Location, Date, ETag, Expires, and Vary.
Since the goal of a 304 response is to minimize information transfer when the recipient already has one or more cached representations, a sender SHOULD NOT generate representation metadata other than the above listed fields unless said metadata exists for the purpose of guiding cache updates (e.g., Last-Modified might be useful if the response does not have an ETag field).
Requirements on a cache that receives a 304 response are defined in Section 4.3.4 of [RFC7234]. If the conditional request originated with an outbound client, such as a user agent with its own cache sending a conditional GET to a shared proxy, then the proxy SHOULD forward the 304 response to that client.
A 304 response cannot contain a message-body; it is always terminated by the first empty line after the header fields.
4.2. 412 Precondition FailedThe 412 (Precondition Failed) status code indicates that one or more conditions given in the request header fields evaluated to false when tested on the server. This response code allows the client to place preconditions on the current resource state (its current representations and metadata) and, thus, prevent the request method from being applied if the target resource is in an unexpected state.
5. EvaluationExcept when excluded below, a recipient cache or origin server MUST evaluate received request preconditions after it has successfully performed its normal request checks and just before it would perform the action associated with the request method. A server MUST ignore all received preconditions if its response to the same request without those conditions would have been a status code other than a 2xx (Successful) or 412 (Precondition Failed). In other words, redirects and failures take precedence over the evaluation of preconditions in conditional requests.
A server that is not the origin server for the target resource and cannot act as a cache for requests on the target resource MUST NOT evaluate the conditional request header fields defined by this specification, and it MUST forward them if the request is forwarded, since the generating client intends that they be evaluated by a server that can provide a current representation. Likewise, a server MUST ignore the conditional request header fields defined by this specification when received with a request method that does not involve the selection or modification of a selected representation, such as CONNECT, OPTIONS, or TRACE.
Conditional request header fields that are defined by extensions to HTTP might place conditions on all recipients, on the state of the target resource in general, or on a group of resources. For instance, the "If" header field in WebDAV can make a request conditional on various aspects of multiple resources, such as locks, if the recipient understands and implements that field ([RFC4918], Section 10.4).
Although conditional request header fields are defined as being usable with the HEAD method (to keep HEAD's semantics consistent with those of GET), there is no point in sending a conditional HEAD because a successful response is around the same size as a 304 (Not Modified) response and more useful than a 412 (Precondition Failed) response.
6. PrecedenceWhen more than one conditional request header field is present in a request, the order in which the fields are evaluated becomes important. In practice, the fields defined in this document are consistently implemented in a single, logical order, since "lost update" preconditions have more strict requirements than cache validation, a validated cache is more efficient than a partial response, and entity tags are presumed to be more accurate than date validators.
A recipient cache or origin server MUST evaluate the request preconditions defined by this specification in the following order:
Any extension to HTTP/1.1 that defines additional conditional request header fields ought to define its own expectations regarding the order for evaluating such fields in relation to those defined in this document and other conditionals that might be found in practice.
7. IANA Considerations 7.1. Status Code RegistrationThe "Hypertext Transfer Protocol (HTTP) Status Code Registry" located at <http://www.iana.org/assignments/http-status-codes> has been updated with the registrations below:
8. Security ConsiderationsThis section is meant to inform developers, information providers, and users of known security concerns specific to the HTTP conditional request mechanisms. More general security considerations are addressed in HTTP "Message Syntax and Routing" [RFC7230] and "Semantics and Content" [RFC7231].
The validators defined by this specification are not intended to ensure the validity of a representation, guard against malicious changes, or detect man-in-the-middle attacks. At best, they enable more efficient cache updates and optimistic concurrent writes when all participants are behaving nicely. At worst, the conditions will fail and the client will receive a response that is no more harmful than an HTTP exchange without conditional requests.
An entity-tag can be abused in ways that create privacy risks. For example, a site might deliberately construct a semantically invalid entity-tag that is unique to the user or user agent, send it in a cacheable response with a long freshness time, and then read that entity-tag in later conditional requests as a means of re-identifying that user or user agent. Such an identifying tag would become a persistent identifier for as long as the user agent retained the original cache entry. User agents that cache representations ought to ensure that the cache is cleared or replaced whenever the user performs privacy-maintaining actions, such as clearing stored cookies or changing to a private browsing mode.
9. AcknowledgmentsSee Section 10 of [RFC7230].
10. References 10.1. Normative ReferencesThe definition of validator weakness has been expanded and clarified. (Section 2.1)
Weak entity-tags are now allowed in all requests except range requests. (Sections 2.1 and 3.2)
The ETag header field ABNF has been changed to not use quoted-string, thus avoiding escaping issues. (Section 2.3)
ETag is defined to provide an entity tag for the selected representation, thereby clarifying what it applies to in various situations (such as a PUT response). (Section 2.3)
The precedence for evaluation of conditional requests has been defined. (Section 6)
Appendix B. Imported ABNFThe following core rules are included by reference, as defined in Appendix B.1 of [RFC5234]: ALPHA (letters), CR (carriage return), CRLF (CR LF), CTL (controls), DIGIT (decimal 0-9), DQUOTE (double quote), HEXDIG (hexadecimal 0-9/A-F/a-f), LF (line feed), OCTET (any 8-bit sequence of data), SP (space), and VCHAR (any visible US-ASCII character).
The rules below are defined in [RFC7230]:
The rules below are defined in other parts:
Appendix C. Collected ABNFIn the collected ABNF below, list rules are expanded as per Section 1.2 of [RFC7230].
ETag = entity-tag HTTP-date = <HTTP-date, see [RFC7231], Section 7.1.1.1> If-Match = "*" / ( *( "," OWS ) entity-tag *( OWS "," [ OWS entity-tag ] ) ) If-Modified-Since = HTTP-date If-None-Match = "*" / ( *( "," OWS ) entity-tag *( OWS "," [ OWS entity-tag ] ) ) If-Unmodified-Since = HTTP-date Last-Modified = HTTP-date OWS = <OWS, see [RFC7230], Section 3.2.3> entity-tag = [ weak ] opaque-tag etagc = "!" / %x23-7E ; '#'-'~' / obs-text obs-text = <obs-text, see [RFC7230], Section 3.2.6> opaque-tag = DQUOTE *etagc DQUOTE weak = %x57.2F ; W/Index
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